As of September 1, 2021, we are pleased to be part of D.A. Davidson & Co. We will continue serving our clients as part of their full-service Investment Banking Group. Click here to learn more about our combined strengths.
×

Blog

Jul 21, 2011

Marlin & Associates Managing Partner named in Institutional Investor’s Annual List of Top Executives, Entrepreneurs and Innovators in Financial Technology.

In the News 0 Comments

We’re proud to announce the Institutional Investor (“II”), the international publisher focused primarily on international finance, named our Founding Partner, Ken Marlin, as one of II’s Tech 50, which this year honors the 50 most “disruptive” figures in the financial technology sector. II called these 50 people disrupters because they’re changing the way Wall Street does business. See the article here: The-Disrupters-Institutional-Investors-Tech-50. Other “Disrupters” named include: Reto Francioni and Duncan Niederauer, CEOs of Deutsche Börse and the NYSE Euronext; Joe Ratterman, President and CEO of BATS Global Markets; Robert Greifeld, CEO Nasdaq OMX; Seth Merrin, CEO Liquidnet; Michael Spencer, CEO…

Read More

Jul 3, 2011

Marlin & Associates Opens Hong Kong Office and Names Industry Veteran Robert Agnew to Lead Asian Team

In the News, Panel Member 0 Comments

Today, we are proud to announce, M&A has opened a Hong Kong office to complement our offices in New York, NY; Washington, DC; and Toronto, Canada offices. The new Hong Kong office will be led by industry veteran, Robert (“Rob”) Agnew and will be located at 1311 Capitol Centre Tower II, 28 Jardine’s Crescent, Causeway Bay, Hong Kong. Our Founder and Managing Partner, Ken Marlin commented, “Rob comes to M&A with an impressive background. His experience helping firms exploit the considerable opportunities in the fastest growing markets in the world and advising them as they navigate the challenges of doing business…

Read More

Jun 23, 2011

Marlin & Associates’ client, Subserveo, Inc was acquired by DST Systems, Inc.

In the News 0 Comments

Today our client, Subserveo, Inc. (“Subserveo”), a Vancouver, B.C.-based provider of automated compliance and surveillance solutions to broker-dealers and investment advisors throughout the U.S. and Canada, was acquired by DST Systems, Inc. (NYSE:DST – News). Terms of the transaction were not disclosed. Subserveo, which provides broker-dealers with access to an affordable, rules-based automated compliance solution, will be operated as part of the recently launched DST Brokerage Solutions, further underscoring DST’s commitment to the brokerage marketplace and its vision to address broker-dealers’ unique challenges through an expanded platform of products and solutions. Subserveo will go to market as DST Subserveo in…

Read More

Jun 23, 2011

M&A wins two ACG New York Champion’s Awards

Award , 0 Comments

We are proud to announce that Marlin & Associates won four ACG New York Champion’s Awards for: Corporate and Strategic Acquisition-of-the-Year; Financial Services Deal-of-the-Year; Information Technology Deal-of-the-Year; and Middle Market Deal-of-the-Year. The M&A Advisor and ACG New York announced the winners at the ACG New York Champion’s Awards Gala on the evening of Monday, June 20 at Sotherby’s New York. “We are always honored to be recognized for helping technology-enabled firms successfully transact,” said Ken Marlin, founder and Managing Partner of Marlin & Associates. “At the same time, we are humbled to be among such distinguished company.” Click here to…

Read More

May 24, 2011

Marlin & Associates Partner, Jason Panzer was featured on the panel for Deal-making in the Financial Technology Marketplace: Recent Activity and Future Trends

Panel Member 0 Comments

M&A Partner, Jason Panzer, participated on the panel for ‘Deal-making in the Financial Technology Marketplace: Recent Activity and Future Trends’ discussion with the Association of Fintech Professionals. It was held on May 23rd at the Yale Club in New York City. The panel covered topics such as upcoming trends and themes for 2011, deal drivers, cross border deal activity, strategic buyers’ activity, private equity involvement, and funding for FinTech startups.  

Back to Top